GENITIVE SUBJECTS IN CHILD ENGLISH1
Andrew Radford, University
of Essex, 1999
0.
Abstract
This chapter provides an analysis of children's
so-called `genitive subjects' (like my in My want one) within the framework of Principles and Parameters
Theory. Child clauses with genitive subjects have been argued to have a very
different syntactic structure from their adult counterparts, viz. to be nominal
rather than clausal, or VPs rather than IPs, or projections of an
underspecified (rather than a fully specified)
INFL. I argue that the distribution of children's genitive subjects shows
conclusively that the structures containing them are clauses rather than
nominals. I go on to challenge the traditional analysis of her/my/our/its subjects as genitive
pronouns, arguing instead that her subjects are objective, my/its subjects function as strong
nominative pronouns for the children who use them, and that our subjects result from a lexical gap
in the child's pronoun paradigm. I conclude that there is no evidence that
English children go through a genitive
subjects stage, and hence no evidence
that the grammars developed by
two- and three-year old children are radically
different from their adult counterparts.
1.
Introduction
In numerous acquisition studies over the past
two decades, there have been reports of young children (aged 1-3 years)
producing structures like those in (1) below with (italicized) genitive
subjects:
(1)(a)
My put it up 'side my bus. Her
is jolly strong, isn't she? (Douglas 3;2, from Huxley
1970)
(b) Her fell off...Her
didn't...Her did it again (Polly 2;3,
from Chiat 1981)
(c) Why did her have a runny tummy? Look, our found that other bit (Sophie 3;0, from
Fletcher 1985)
(d) Look what my got. Her crying now (Nina 2;3, from Vainikka 1994)
(e) My can't get out of here (Child 9, from Rispoli 1995)
(For familiarity, I describe child pronouns like
my as genitive since they function as
such in adult English, setting aside for the time being the question of whether
they have the same genitive status in child English.)
Rispoli (1995) has shown that children's case
errors are not random: although oblique (objective/ genitive) pronouns are
frequently extended to use as subjects, by contrast nominative pronouns are
rarely extended to non-subject use. For example, in Rispoli's study, me was used as a subject 798 times and my 191 times: by contrast, I was used as a subject 11,791 times, as
a possessor 3 times, but never as an object. In this chapter, my specific focus
is on children's use of apparent genitive subjects. The theoretical framework I
adopt is that of Principles and Parameters Theory (PPT).
Within acquisition studies in a PPT framework,
children's use of genitive subjects has been argued to provide crucial evidence
about the nature of early child grammars. For example, Vainikka (1994) argues
that genitive subjects provide us with evidence in support of a structure-building model of acquisition in which children gradually build up
more and more complex clause structures, first projecting VPs, then forming an
extended projection of VP into IP, and then finally forming a further extended
projection of IP into CP. By contrast, Schütze and Wexler (1996) argue that
genitive subjects lend empirical support to a very different underspecification model of acquisition
in which children's clauses have the same CP/IP/VP structure as their adult
counterparts (so that there is continuity
between adult and child structures), but in which functional heads are
optionally underspecified with respect to grammatical features they carry in
the corresponding adult grammars. A very different view (articulated in Pensalfini
1995) is that children's genitive subjects suggest that their earliest clause
structures may be nominal rather
than verbal in nature. In this chapter, I
present a critique of all three analyses, ultimately arguing that children's
so-called `genitive' subjects may not be genitive at all. I begin by exploring
the possibility that children's clauses with genitive subjects are nominals of
some kind.
2.
Nominal analyses
Pensalfini (1995) highlights potential parallels
between child clauses with genitive subjects and adult gerund structures with
genitive subjects such as that bracketed in (2) below:
(2)
John's computer replies to e-mail without [his having to turn it on]
He maintains that adult genitive+gerund
structures are NPs, with the subject being assigned genitive case by virtue of
being in spec-NP (i.e. in the specifier position within NP). He goes on to
suggest that children's clauses with genitive subjects like those in (1) above
are also NPs: he analyses them as nominalizations, though provides no details
of their internal structure.
However, there are a number of reasons to be
sceptical of Pensalfini's claim that child clauses with genitive subjects are
nominal(ization)s. As Pensalfini himself observes, since +ing is the suffix most commonly used to nominalize verbs in
English (and indeed the only one which is productive), his analysis would lead
us to predict that genitive subjects would mainly occur
with +ing
verb forms. However, if we look at the distribution of my subjects in the utterances produced by Nina between 1;11 and
3;0, we find 134 examples of my used
as the subject of an uninflected verb (e.g. My
have more), 5 examples of my used
as the subject of a past tense verb (e.g. My
saw that in a stocking), 3 examples of my
used as the subject of got (e.g. My got that), and 11 examples of my used as the subject of an +ing form (e.g.). The fact that only 7%
(11/153) of Nina's my subjects occur
with +ing verb forms casts doubt on
Pensalfini's analysis2.
What makes the nominalization analysis
particularly problematic is the fact that a number of studies have reported
children using genitives as subjects of verbs overtly inflected for (past)
tense – as in the examples below:
(3)(a)
My taked it off. My cracked the eggs. My blew the candles out (Jeffrey 2;6, from
Budwig 1995)
(b) My finished (Katriona 2;4, from Huxley 1970)
(c) And my broked it (Child 11, 2;8, from Rispoli
1995)
(d) My caught it. My ate
outside. My cried in the bed. See my made a poopoo (Nina
2;1/2;1/2;3/2;4, from Vainikka 1994)
(e) My bumped it (Naomi 2;3, from Powers 1996)
(f) My had a tape recorder
(Peter 2;5, from Schütze & Wexler 1996)
(g) My did get my leg dry (Betty 2;6, from the Bristol corpus)
Since tense is a verbal inflection (and verbs
carrying past tense +d cannot be
nominalized in English), it seems implausible to analyse structures like (3) as
nominalizations.
A different nominal analysis of genitive clauses
is proposed in Hamburger 1980, and modified in Powers 1996. Hamburger suggests
that child clauses like My did it are
noun phrases containing a determiner my
which modifies a verb phrase. Recasting Hamburger's analysis within the DP
framework, Powers (1996, p.132) proposes that My did it has the structure (4) below:
(4)
[DP [D my] [VP did it]]
However, Powers' analysis is no less problematic
than Pensalfini's. For one thing, it fails to account for the fact that
genitives can occur as the subjects of auxiliaries (since auxiliaries are
positioned within IP, not within VP), as in (5) below:
(5)(a)
Oh, my can't open it by myself
(Child 3, 2;6, from Rispoli 1995)
(b) My will do it again (Child 7, 2;4, from Rispoli 1995)
(c) My would be lonely, won't I? (Douglas 3;2, from Huxley 1970)
(d) My don't (Naomi 2;3, from Powers 1996)
(e) No, my am coming up to play in there (Child 6,
2;5, from Rispoli 1995)
The auxiliary status of items like can't and don't is underlined by the fact that they contain the clitic n't
(which attaches only to auxiliaries). Structures like (5) are also problematic
for Pensalfini's analysis, given that modals, do and finite forms of be cannot be nominalized in English.
Further evidence against a nominal analysis of
genitive clauses comes from the fact that genitive subjects also occur in
interrogative structures which involve auxiliary inversion or wh-movement, as
examples like those in (6) below illustrate:
(6)(a)
Can our do it again? (Sophie 3;0, from Fletcher 1985)
(b) Should my make a
airplane? (Child 9, 2;9, from Rispoli 1995)
(c) Where my sit? (Sarah
3;0, from Vainikka 1994)
(d) Look what my got (Nina
2;3, from Vainikka 1994)
Since auxiliary inversion and wh-movement are
found in clauses but not nominals, sentences such as (6) fatally undermine both
Pensalfini's and Powers' analyses. In short, it seems highly unlikely that
genitive-subject structures like those in (1), (3), (5) and (6) are nominal in
nature, and far more likely that they are clausal3. In the next
section, I examine two recent clausal analyses of children's genitive subjects.
3.
Clausal analyses
Vainikka (1994) notes that children around two
years of age produce nonfinite clauses like those below with (italicized)
genitive subjects:
(7)(a)
My get my car (Nina 1;11)
(b) My see that (Adam 2;3)
(c) My pet him (Naomi 2;0)
She argues that structures like (7) are simple
VPs headed by nonfinite verbs, with the subject occupying spec-VP (the
specifier position within VP). In terms of the assumptions she makes, a
sentence such as (7a) My get my car
would be analysed as having the simplified structure (8) below:
(8)
[VP My [V get] [NP my [N car]]
with the possessor my in my car occupying
spec-NP (the specifier position within NP), and the subject my in My get... occupying spec-VP (the specifier position within VP).
Vainikka argues that just as the possessor my
in (8) carries genitive case by virtue of being the specifier of the noun car, so too the subject My carries genitive case by virtue of
being the specifier of the
verb get.
In terms of the specific version of Case Theory which she adopts, genitive case
is assigned to the specifier of a head noun or nonfinite verb.
A rather different analysis of structures like
(7) is proposed by Schütze and Wexler (1996). They argue that there is
continuity between adult and child grammars, and that clauses have the same IP
structure in both, with subjects occupying spec-IP. They also argue that there
is continuity between the case systems found in adult and child grammars, so
that children `know' that:
(9)
An overt (pro)nominal subject is
(a) nominative if the subject of a [+agr] INFL
(b) genitive if the subject of a [–tns, –agr] INFL
(c) objective otherwise (= if the subject of a [+tns, –agr] INFL)
However, they claim that INFL may be
underspecified in child grammars in respect of its tense and/or agreement
features. Under their analysis, (7a) would be an IP which has the structure
(10) below, with the subject my
carrying genitive case by (9b):
(10)
[IP My [I –tns, –agr] [VP [V get] my car]]
They argue that an analysis such as (10)
maximizes continuity between adult and child grammars, since (they maintain)
adult English gerund structures like my
winning the race are clauses headed by a [–tns, –agr] INFL and also have
genitive subjects.
Unfortunately, there are empirical shortcomings
in both Vainikka's analysis and Schütze and Wexler's analysis. The two analyses
have in common that they assume that genitive subjects are found only in
nonfinite clauses. However, sentences such as (3), (5) and (6) above show that
this is not the case at all; one example of each type is repeated in (11)
below:
(11)(a)
My taked it off (Jeffrey 2;6,
from Budwig 1995)
(b) No, my am coming up to play in there (Child 6,
2;5, from Rispoli 1995)
(c) Should my make a airplane? (Child 9, 2;9, from Rispoli 1995)
Since my in examples like (3/5/6/11) is used as
the subject of (italicised) verbs and auxiliaries overtly inflected for
tense/agreement, it clearly cannot be maintained that genitives only occur as
subjects of nonfinite verbs.
Moreover, both analyses are problematic from a
developmental perspective. Vainikka assumes that nonfinite verbs assign
genitive case to their subjects: but this raises the (unanswered) question of
how children come to acquire this type of case marking (since e.g. infinitives
don't allow genitive subjects in adult English), and how they later come to
delearn it. Equally problematic is Schütze and Wexler's claim that genitives
occur as subjects of a [–tns, –agr]
INFL in child and adult grammars alike. One
developmental question which this raises is why Rispoli's (1995) data show that
my subjects represent only 1.5%
(191/12,780) of children's first person singular subjects: if child grammars
license genitive subjects in root clauses, we should surely expect them to be
used far more productively.
There are also theoretical questions posed by
the two analyses. One such relates to descriptive adequacy of the claim in (9b)
that a [–tns, –agr] INFL licenses a genitive subject in adult English. (9b)
would appear to be falsified by Mad
Magazine sentences such as that produced by speaker B in the dialogue
below:
(12)
SPEAKER A: I heard that you got drunk at Nina's party last night
SPEAKER B: Me/*my/*I get drunk
at Nina's party?! Impossible – I was at home in bed
with a good bottle of malt
whisky
Here, INFL would seem to be [–tns], since the
verb get is tenseless (It does not
carry past tense even though the alleged incident took place in the past); and
by hypothesis, INFL cannot be [+agr], since a [+agr] INFL requires a nominative
subject by (9a). So, INFL is [–tns, –agr] in (12B), and yet has an objective
subject – thereby falsifying (9b). Note that subjects in adult Mad
Magazine
sentences are clearly in spec-IP rather than spec-VP, as can be seen from
speaker B's italicised reply in (13) below:
(13)
SPEAKER A: How can we have a serious conversation when you won't take me
seriously?
SPEAKER B: Me not take you
seriously?! You can't be serious!
If the subject me were in spec-VP, it would follow negative not (which is positioned between INFL and V): the fact that me precedes not suggests that me is
in spec-IP. And yet, the subject me
clearly does not carry genitive case, so further undermining (9b).
4.
The problematic status of genitive subjects
So far, I have argued that children's structures
with genitive subjects are clauses rather than nominals. Does this mean that
children's clauses systematically license genitive subjects? There are a number
of reasons for doubting this. One is that it is far from clear that such
structures are
consistent with principles of UG (= Universal
Grammar). The key point to note here is that children sometimes use genitives
as the subjects of verbs which are clearly inflected for agreement, as the
examples in (14) below illustrate:
(14)(a)
Now see my am (Child 4, from
Rispoli 1995)
(b) No, my am coming up to play in there (Child 6,
2;5, from Rispoli 1995)
(c) My am mad (Child 9, 2;10, from Rispoli 1995)
Now, while there are languages in which
genitives can be used as subjects of finite verbs (e.g. Finnish, Icelandic and
Russian), the verbs in the relevant constructions are typically impersonal (as
Schütze 1997 notes). In other words, verbs don't agree in person and number
with genitive subjects in finite clauses, but rather are in the default third
person singular form, as the
following Icelandic example (from Andrews 1990,
p.171) illustrates:
(15)
Sjúklinganna var vitjað
The-patients(MGP) was(3S) visited(DEF)
`The patients were visited'
(MGP = masculine genitive plural; 3S = third
person singular; DEF = default.) If UG
determines that genitive subjects don't agree with finite verbs4,
and if child grammars are constrained by UG principles, doubts arise as to
whether my subjects like those in
(14) could be the result of child grammars systematically licensing genitive
subjects in root clauses, since it would appear that my agrees with (a)m in
such structures.
A second reason for questioning whether child
clauses do systematically license genitive subjects comes from our earlier
observation that genitive subjects are comparatively rare: Rispoli's (1995)
study shows that my subjects
represent only 1.5% (191/12,780) of children's first person singular subjects.
If child grammars systematically licensed genitive subjects, we would expect
them to be used far more frequently.
A third doubt about whether genitive subjects
are licensed in children's clauses arises from the observation by Schütze
(1997, p.220) that children tend to use a very limited range of genitive
subjects. Pensalfini's (1995) study shows that the only genitive subjects used
by the four children he studied were my
and her in the case of Eve, Nina and
Naomi and my in the case of Peter, as
shown in the table below:
(16)
Number of recorded examples of
genitive subjects
CHILD AGE MY HER OTHERS
Peter 2;0-2;8 39 0 0
Eve 1;6-2;3
13 5 0
Nina 2;1-2;5 12 114 0
Naomi 2;0-2;5 4 2 0
It would appear that children like Peter, Eve,
Nina and Naomi simply don't produce other genitive-subject structures such as
the following (where the equals sign means `is intended to be synonymous
with'):
(17)(a)
Our were hungry (= `We were
hungry')
(b) Your were sleeping (= `You were sleeping')
(c) Their
might frighten me (= `They might frighten me')
(d) His couldn't see me (= `He couldn't see me')
(e) Its was raining (= `It was raining')
(f) Daddy's has gone to work (= `Daddy has gone to work')
So, for children like these, production of
genitive subjects is limited to her
and my. This obviously raises the
question of whether such forms really do represent a systematic syntactic error
(with finite verbs and auxiliaries allowing genitive subjects), or whether they
can be accounted for in some other way5. In the next two sections, I
show that there are other
(more plausible) ways of analysing her and my subjects.
5.
Her subjects
Schütze (1997, pp.78-9) suggests that her subjects in sentences like Her likes me are attributable to a gap
in the child's lexicon, reasoning as follows:
`At
least some children go through a detectable stage at which some of the English
pronoun
forms
are not produced at all; this is particularly common with respect to she... The syntactic
tree
could be built up using feature bundles such as [pron, 3sg, fem, NOM]...If
there is no
vocabulary entry with exactly this set of features, then the item with
the greatest subset of these
features will be inserted. Thus, a child who knows the word her, and knows that it is a
feminine singular pronoun, could insert it in a tree, producing Her goes.'
In other words, at a stage where the child's
lexicon includes an entry for her but
no entry for she, her would be used in contexts where
adults require she. This would
predict that children only use her as
the subject of an agreement-inflected verb when they have no entry for she.
However, doubt is cast on the generality of such
an account by the fact that some children continue to use her subjects long after they have acquired she. For example, Pensalfini's (1995) study shows that Nina (from
2;1 to 2;5) used her 7 times as the
subject of finite clauses, but also
used she
12 times. Huxley's (1970) study suggests that Douglas went through a period of
alternating between she and her subjects. Relevant examples are
given in (18) below:
(18)(a)
She naughty girl (2;5). She doe(s)n't put them in (2;8). She is a big
girl (3;2). She
wasn't cooking (3;6)
(b) Her haven't got her glasses (2;9). He
big so her able to ride on her big donkey (2;10).
Her up in bed. Yes her can (2;11). Her bringed it (3;0). Her would just
break it. Yes her
sometimes locks it (3;4). But where is her coming? And her had yellow
hair too (3;5).
No her won't fit it right (3;5)
Indeed, we even find she and her subjects
within the same sentence:
(19)
Her is jolly strong, isn't she? (3;2) She kept hiding our balls and I
needed to shoo her
away but her didn't go (3;5).
For children like Nina and Douglas, it is clear
that the use of her subjects can't be
attributed to nonacquisition of she.
A more plausible way of accounting for her subjects is to analyse them as objective
rather than genitive forms: after all, adult English her serves both functions. Some evidence that her subjects are objective comes from the study by Pensalfini
(1995) which shows that the three children in his study who produced her subjects (Eva, Nina and Naomi) also
produced objective
subjects; relevant figures are given in the
table below:
(20)
Number of recorded examples of
objective subjects
CHILD AGE ME US HIM THEM
Eve 1;6-2;3 13 1 2 2
Nina 2;1-2;5 2 * 12 *
Naomi 2;0-2;5 22
* 4 *
(* There were no examples we/us/our or they/them/their subjects in the relevant corpus.)
Hence, it seems plausible (on distributional grounds) to conclude that (for
such children) her subjects may be
objective rather than genitive.
Huxley's (1970) study of Douglas reveals a
similar pattern: alongside her
subjects, Douglas also uses overtly objective subjects like me/him/us/them, as the examples in (21)
below illustrate (Numbers in parentheses indicate the age at which the relevant
recording was made):
(21)
How me get them out? Now take them out when me finished. Douglas can't
say them big
(2;8). Me finish that up. That's how us put them on again. Me filling it
up now (2;9). It is
pretty when me put my socks on. Us able to make two trees. Yes them go
round like that
(2;10). Me able to nip onto that one. Him jumping out. Him only in the
picture. Them
match. How me put it under? Now him happy. Now us able, going to get
more horse
(2;11). Know what me keep for you? Us going to make a road for our cars.
Them putting
their shoes into the water. Right, after me read all stories Douglas
will. One day us went to
Granny's. What's for us having for lunch? Douglas see if me can do it.
Us must come to
look for it now (3;0). And him bumped into prison (3;1). When me big, I
will go to
playgroup. Him did get stung, didn't he? Him pulled out the telephone.
Then us taked off
all our clothes (3;2). Us need to have two piles, mustn't we? Us got a
jigsaw what has it.
Them can't go (3;3). Us got some round ones in our garden. And then them
drove away.
Driver can peer out, couldn't him? Them got names (3;4). Yes, us got a
toy one in our
room. When them have gone away. Us can see seagulls from here. Us couldn't
keep them
in the right place. No us haven't, haven't we not Mummy? (3;5) Us can
make fire engines
with that. Us going to have a visitor. Us went to see her the other day
(3;6). Could us draw
a picture of that? No, us buyed this in a shop (3;9).
One way in which we can account for Douglas' use
of objective subjects is to suppose that he has already acquired the adult
English case system and hence `knows' that:
(22)
An overt (pro)nominal is
(a) nominative if in a checking relation with a [+agr] INFL
(b) genitive if in a checking relation with a [+agr] D
(c) objective otherwise
(Here I am assuming, following Abney 1987, that
genitive possessors serve as specifiers of a DP headed by an D which agrees
with its specifier, and that adult gerunds with genitive subjects are DPs with
the genitive in spec-DP.)
Let's further suppose (following Schütze and
Wexler) that the clauses children produce may be underspecified for tense,
agreement or both. On this view, clauses containing a tensed verb or auxiliary
with an objective subject (like One day
us went to Granny's or Could us draw
a picture of that?) are IPs headed by a [+tns, –agr] INFL, whereas clauses
which lack a finite verb or auxiliary (like Me
filling it up now or Now him happy)
are IPs headed by a [–tns, –agr] INFL: both types of clause have a subject with
(default) objective case by (22c), since it follows from (22c) that any clause
headed by a [–agr] INFL has an objective subject. On this view, her subjects would carry objective case,
and would be used as subjects of clauses headed by a [+tns, –agr] INFL in
structures like Her bringed it and Her would just break it, and by a [–tns,
–agr] INFL in structures such as Her able
to ride on her big donkey.
One problem posed by this account, however, is
that we find her used as the subject
of s-inflected forms, as the examples
in (17) and (18) above show (cf. Yes her
sometimes locks it, But where is her
coming?, Her is jolly strong, isn't
she?). Analysing her as objective
in such sentences would conflict with the claim implicit in (22) that objective
subjects are used only in agreementless clauses. If we accept the assumption
made by Schütze and Wexler that +s is
an inflection marking (present) tense and (third person singular) agreement, we
should expect that children would use only nominative (not objective) pronouns
as the subjects of s-inflected forms.
If so, her cannot be objective in
sentences like But where is her
coming?.
However, the data from Douglas in Huxley (1970)
seem to call this assumption into question. Douglas alternates between
nominative he and objective him subjects with s-forms, as the examples below illustrate:
(23)(a)
He's got a mother (2;11) He's a clever pilot, he can fly upside down.
When he crashes
into the sea, this rescue boat go. He's quite like a duck (3;4). He can
go in the lorry too,
but not Peter Rabbit 'cos he is naughty (3;5)
(b) Him is driver. Him is
bear. Him was at Granny's house, too (2;11). Him hits it with it.
Then the postman comes to get it, then outs it, then puts it into big
piles, doesn't him?
(3;3). Him is getting some petrol (3;4) (Douglas, Huxley 1970)
One way of interpreting such data is to suppose
that s-forms have a dual status. They
can either mark agreement with a third person singular subject and so have a
nominative subject by (22a), or they can represent an agreementless default
form (i.e. a form which carries no agreement features in the syntax but is
assigned the default third person singular value in the morphology) and so have
an objective subject by (22c). At any rate, the fact that Douglas uses him as the subject of s-forms undermines the credibility of
claiming that her cannot be objective
when used as the subject of s-forms.
Having suggested that her subjects are probably best analysed as objective pronouns, I
now turn to look at the status of children's my subjects.
6.
My subjects
As already noted, my subjects occur in a wide range of structures such as those in
(24) below:
(24)(a)
What my doing? (Eve 1;10, from Vainikka 1994)6
(b) Where my sit? (Sarah
3;0, from Vainikka 1994)
(c) Know what my making?
(Nina 2;4, from Vainikka 1994)
(d) My get my car (Nina
1;11, from Vainikka 1994)
(e) My seen Terrence the
digger (Bill 2;5, from Anderssen 1996)
(f) My going in (Nina 2;3,
from Powers 1996)
(g) My taked it off (Jeffrey
2;6, from Budwig 1995)
(h) My will do it again
(Child 7, 2;4, from Rispoli 1995)
Interestingly my is often used in nominative contexts (i.e. contexts where adults
require nominative I). This is
particularly clear in the case of sentences like (25) below, where my is used as the subject of an
auxiliary am which is inflected for
both tense and agreement:
(25)(a)
Now see my am (Child 4, from Rispoli 1995)
(b) No, my am coming up to
play in there (Child 6, 2;5, from Rispoli 1995)
(c) My am mad (Child 9,
2;10, from Rispoli 1995)
What this suggests is that my may be functioning as a lexical variant of I, and thus carry nominative rather than genitive case: one
possibility is that children who use my
subjects misanalyse my as a strong
form of the nominative pronoun I.
Personal pronouns in English are generally of
the form stem+affix, so that e.g. the pronouns he/him/his can be segmented as h+e/h+im/h+is and likewise the pronouns they/them/their as th+ey/th+em/th+eir. However, strong forms like him/them have weak (contracted) variants 'im/'em which have a null stem (e.g. in colloquial structures such
as I want 'im to find 'em). The adult
first person pronouns me/my/I can be
segmented as /m+i/, /m+ai/, /ø+ai/,
with the
/m/+ stem being restricted to oblique
(objective/genitive) use, and the null stem /ø/+ being restricted to nominative
use (and with +/ai/ serving as a
nominative/genitive suffix, and +/i/
as an objective suffix). Since null-stem forms like 'im and 'em are weak
variants of the strong forms him and them, it may be (as Tom Roeper has
suggested to me) that some children initially
hypothesize that the null-stem nominative form
/ai/ `I' is a weak form, and that it has a strong form counterpart /m+ai/ `my'
containing the overt first person singular stem /m/ which is found in forms
like me/my/mine. This would mean that
my is the strong form and I the weak form of the first person
singular nominative pronoun in the child’s grammar. An obvious consequence of
this would be that children's my
subjects (which from an adult perspective would appear to be
genitives) are (from a child perspective)
actually strong nominatives: the fact that my
subjects occur in nominative contexts in sentences like (33) is therefore entirely
to be expected7.
The hypothesis that children who use my subjects misanalyse my as a strong nominative pronoun
predicts that children will use my as
the subject of strong (uncontracted) auxiliaries, but not of clitic
(contracted) auxiliary forms (if we assume that auxiliary contraction involves
cliticisation of a weak pronoun to a weak auxiliary, as argued in Radford
1997b). Although no relevant
quantitative research has yet been undertaken,
the data on genitive subjects reported in the existing literature (some of
which are cited in (26) below) would generally appear to bear out this
suggestion:
(26)(a)
My can't get out of here (Child 9, from Rispoli 1995)
(b) Oh, my can't open it by
myself (Child 3, 2;6, from Rispoli 1995)
(c) My will do it again (Child 7, 2;4, from
Rispoli 1995)
(d) My would be lonely,
won't I? (Douglas 3;2, from Huxley 1970)
(e) My don't (Naomi 2;3,
from Powers 1996)
(f) Should my make a
airplane? (Child 9, 2;9, from Rispoli 1995)
(g) Now see my am (Child 4,
from Rispoli 1995)
(h) No, my am coming up to
play in there (Child 6, 2;5, from Rispoli 1995)
(j) My am mad (Child 9,
2;10, from Rispoli 1995)
As predicted, children seem to say my will rather than my'll, my would rather
than my'd, my am rather than my'm,
and so on8.
However, sentences such as (27) below at first
sight seem to pose a problem for the assumption that my subjects are strong nominative pronouns, since they might appear
to show that children sometimes use my
as the subject of a nonfinite verb (e.g. an +ing
or +n participle):
(27)(a)
My seen tractors. My seen Terrence the digger (Bill 2;5, from Anderssen
1996)
(b) My been the sweeties
shop. My driving this car (Kenny 2;8, from Anderssen 1997)
(c) My moving the legs. My
going in. My gonna make a egg (Nina 2;0/2;3/2;5, from
Powers 1996)
Since nominative pronouns occur only as the
subject of finite (not of nonfinite) verbs in adult English, it might be
thought that sentences like (27) undermine the claim that my is a strong nominative pronoun.
However, it is interesting to note that the same
children also use other nominative pronouns as subjects of clauses which
contain no finite verb or auxiliary, as the examples in (28) below illustrate:
(28)(a)
He sitting on he knee. He not bigger. He not on your shoes. He running.
He not weeing
in there. They jumping? I seen scarecrow in the park. He not hot (Bill
2;5-2;6, from
Anderssen 1996)
(b) He have to open it? I
got to be in bed (Kenny 2;7, from Anderssen 1996)
(c) I popping balloons (Nina
2;0, from Vainikka 1994)
One way of accounting for data like (27/28) is
the following. Let's suppose that INFL in child grammars may be underspecified
in respect of its tense or agreement features, and that in sentences like
(27/28) INFL is specified for agreement but not tense. On this view, a sentence
such as They jumping would have the
simplified structure (29) below:
(29)
[IP They [I –tns, +agr] jumping]
Because INFL is unspecified for tense and finite
auxiliaries in English can only lexicalise a [+tns] INFL, the head I position
of IP is empty in (29). However, since nominative pronouns like they occur as specifiers of a [+agr]
INFL, the subject they in (29)
carries nominative case by (22a). In much the same way, we can argue that a
sentence such as My seen tractors has
the structure (30) below:
(30)
[IP My [I –tns, +agr] [VP [V seen] tractors]]
with the subject carrying nominative case by
virtue of being the specifier of a [+agr] INFL, and with the strong form my being used because the subject is in
spec-IP rather than cliticized to INFL9. The more general conclusion
which this line of reasoning leads us to is that sentences like (27) do not
undermine the claim that my subjects
are strong nominative pronouns10.
7.
Our subjects
Although most instances of (potentially)
genitive subjects reported in the acquisition literature are occurrences of my or her, we nonetheless find sporadic reports of children using other
types of genitive subject. For example, Fletcher (1985) reports that Sophie
used our as a subject in
sentences such as those below:
(31)
Can our do this – this red one? Look, our found that other bit. Can our
do it again? Once
our came back from somewhere. Once our came back from somewhere, and me
found it
there, Mummy (Sophie 3;0, from Fletcher 1985)
Since Sophie uses our as the subject of finite verbs and auxiliaries, one possibility
(suggested in Radford 1997a) is that she extends the domain of genitive case
assignment from the specifier of a [+agr] D in nominal structures like our car to the specifier of a [+agr] I
in clausal structures
like Once
our came back from somewhere. This would mean that corresponding to the
adult pattern of case assignment found in (32a) below, Sophie develops the
alternative pattern in (32b):
(32)(a)
A [+agr] D can check genitive case
(b)
A [+agr] head can check genitive
case
In comparison with (32a), (32b) is categorially
underspecified, since (32a) allows the specifier of a DP (but not an IP) to
carry genitive case, whereas (32b) allows the specifier of DP and IP alike to
carry genitive case.
However, it is unlikely that Sophie's grammar
systematically allows genitives to be used as subjects of clauses headed by a
[+agr] INFL. For one thing, although she uses my, your and his as possessives in sentences such as
the following (all produced by Sophie at 3;0):
(33)(a)
Give my one to - her. Why did you put that in my room? Mum, is this my
xxx?
(b) Me going to watch you
doing your riding lesson. Here's your one.
(c) There's his face
there are no examples of her using genitive my/your/his subjects. In fact, the only
other potentially genitive pronoun she uses as a subject is her, e.g. in sentences such as the
following (all produced by Sophie at age 3;0):
(34)
Why did her have a runny tummy? And why did her have – two sweets,
Mummy? Why
did you give her – to her when her been flu? What did her have wrong
with her?
However, as noted earlier, her is not a clearcut example of a genitive subject since it could
alternatively be analysed as an objective pronoun (As table (35) below
illustrates, Sophie makes extensive use of me
subjects).
The full range of subject pronouns used by
Sophie in the four transcripts found in Fletcher 1985 is given in (35) below:
(35)
Number of times Sophie uses pronouns
as subjects
PRONOUN AGE
FORM 2;4 3;0
3;5 3;11
I 4
0 65 36
me 24
37 1 0
you 15 8 30 21
he 0
10 4 16
she 0
1 0 2
her 5
4 6 0
we 0 0 7 3
our 4
5 0 0
they 0
0 0 4
An interesting pattern which appears to emerge
from the table in (35) is that our
subjects are used prior to the acquisition of we, and that once we is
acquired (by 3;5) our subjects no
longer occur. Although Sophie appears not to have acquired we by 3;0, she has acquired us
as we see from (36) below:
(36)
He given one to – two to Hester and two to us (Sophie 3;0, from Fletcher
1985)
This suggests that her only first person plural
pronoun forms at 3;0 are our and us. But if this is so, a lexical gap
analysis (of the sort proposed by Schütze (1997) for sentences like Her goes) might be appropriate. That is,
lacking the form we in her lexicon,
Sophie resorts to using another first person plural pronoun instead in
nominative contexts: since nominative and genitive pronouns share in common
(under the analysis proposed in (22)) the fact that their case is checked by a
[+agr] head (nominatives in clauses, genitives in nominals), our is used rather than us. If so,
Sophie's our subjects are not the
result of a syntactic error in case assignment, but
rather the result of a lexical error (reflecting
the fact that she has an incomplete pronoun paradigm at the relevant stage).
8.
Its subjects
Brown (1973) reports that Adam used its as a subject; examples (from
Stromswold 1990) are given below (where # marks the number of the relevant
file):
(37)
Why its came off? (#19) Its breaks. Its can't fit with dis (#24). Its
doesn't write (#26). Its
opens. No, its doesn't go (#27). Adam said: When it go outside its moves
(#28). Its fell so
hard. Why its flies all by itself? (#33). Its will knock Paul? Its
popped. Its looks like a
popper who pop. (#34). Its pulls it. Its will hold it. Its comes apart.
Its keeps (#35). Its
makes like a sword (#36). Its comes off. Its hurts. Its runs away. Its
breaks (#37). Its
keeps falling off. Its could go in the tunnel like dat, could it, huh?
(#39). Its turns
(#40). Its doesn't talk (#41). See its makes some more colours. Its
won't hurt (#42). Its
stopped OK (#43). Its is real (#45). Its writes [...] (#47)
The status of its in utterances like (37) is far from straightforward. One
possibility is that its comprises the
pronoun it and the contracted variant 's
of the auxiliary is. We could then
say that a sentence like Its opens
comprises the subject pronoun it,
plus a contracted third person singular
present tense auxiliary 's, plus a third person singular present tense verb opens: and this would be compatible with
the view that sentences like (37) involve the use of a nominative it subject (rather than a genitive its subject). On this analysis,
structures like Its comes apart might
involve some form of tense copying and have a (simplified) structure along the
lines of:
(38)
[IP It [I 's] [VP [V comes] apart]]
with (present) tense marked not only on the
auxiliary is but also on the verb comes.
However, there are a number of aspects of the
sentences in (37) which cannot be accounted for straightforwardly in terms of a
tense-copying analysis like (38), under which 's is a present tense auxiliary. Firstly, only the contracted form its is found in such structures, not the
full form it is.
Secondly, although we find its in such structures, we don't find (e.g.) he's, she's, or Daddy's. Thirdly, its occurs as the subject of past-tense verbs like came/fell/popped/stopped/could.
Fourthly, its occurs as the subject
of sentences which already contain a tensed auxiliary like can't/will/won't/could/doesn't. And finally, other cases of
tense-copying in non-interrogative
sentences reported in the acquisition literature
involve the use of the auxiliary do
rather than be, as the examples
produced by Ross in the files indicated below illustrate (The data are from
Stromswold 1990):
(39)
He's getting unhappy [#] and he doesn't likes to be unhappy (#32). I did
fell (#34). But
my boots does tickles. And he did jumped on there. I didn't disappeared
(#35). Yeah [#]
but for a long time it did worked (#39). You ask me [#] it doesn't
exists (#55)
For reasons such as these, it seems more
plausible to follow Brown (1973) in concluding that its is a single lexical item. But what is its status?
One possibility is that its is misanalysed as a nominative pronoun (so that the child's
pronoun form its serves a dual
nominative/genitive function). Such a misanalysis might come about via
mis-segmentation of adult forms like It's
disappeared or It's raining,
where the sequence its is
misanalysed as a strong nominative pronoun
rather than as a combination of a weak pronoun it cliticized to a weak auxiliary 's. This type of mis-segmentation error is all the more
understandable if Adam's speech input is to a large extent based on African
American Vernacular English (in which unstressed is and are typically have
a null realization). Of course, this begs the question of why sentences like He's left or She's working aren't similarly mis-segmented, with he's and she's being misanalysed as (strong) nominatives. A plausible answer
is that pronouns form a closed system, and children only reanalyse forms for
which they already have existing entries within their own lexicon: since the
child has no entry for forms like she's
and he's (but does have an entry for its), only it's can be mis-segmented as a single item its, not he's or she's. Such an analysis would also
account for the fact that Adam makes no productive use of thats or whats? as
subjects: since these pronouns have no inflected case forms (e.g. no genitive
form
*thats/*whats), mis-segmentation of sentences
like That's broken or What's happening? would not be expected.
9.
Conclusions
There are two main conclusions which emerge from
this study. The first is that children's structures with apparent genitive
subjects are not nominals, but rather clauses. The second is that it is
unlikely that children's clauses license genitive subjects in English: my and its subjects are arguably misanalysed as strong nominative
pronouns; her subjects are objective;
and our
subjects are the product of a lexical gap in the
child's pronoun paradigm. If so, we no longer have to concern ourselves with
explaining why children acquiring English go though a stage when they produce
genitive subjects in root clauses, even though there is no counterpart of this
type of structure in adult English, and even though children acquiring other
languages with
nominative subjects don't appear to go through a
stage of using genitive subjects (according to Schütze 1997, p.234). If our
reasoning here is along the right lines, there is no genuine genitive-subject
stage in the acquisition of English. More generally, there is no evidence that
the grammars of two- and three-year-old children differ radically from their
adult counterparts.
10.
Footnotes
1. I am grateful to the Humanities Research
Board of the British Academy for a grant which enabled me to undertake the
research embodied in this paper, and to Martin Atkinson, Harald Clahsen, Roger
Hawkins, Tom Roeper, Carson Schütze and two anonymous referees for helpful
comments on an earlier draft of this paper.
2. Tom Roeper has suggested to me that the force
of this conclusion is weakened by the fact that it overlooks the possibility
that `a child could be projecting a novel nominal that does not occur in the
adult language' – a nominal headed by `an invisible +ing nominalizer'. However, it is unclear what input data would
lead the child to hypothesize an invisible nominalising morpheme for which
there is no evidence in the adult English data which constitutes the child's
speech input.
3. Tom Roeper has pointed out to me that this
conclusion is potentially undermined by child structures such as `That a my did
it' reported by Hamburger. Note, however, that a DP analysis (of the type
suggested by Powers) along the lines of (4) would fail to account for the co-occurrence
of a with my. Perhaps (as Tom suggests) my
is analysed by the child as an adjectival
possessive (of the type which occurs in Romance
languages). Joseph Galasso has pointed out to me that his son Nicholas (at
around three years of age) frequently said `It's my do it' in contexts where an
adult would have said `It's my turn.' One possibility is that my do it is an elliptical variant of `my
turn to do it': however, the fact that Nicholas did not generalize this
structure to other verbs suggests the alternative possibility that Nicholas
misanalysed do it as a noun.
Confusion may have been caused by adult structures like It’s my go, where go is a
noun (with the plural goes), but
might be mistaken by a child for a verb.
4. An anonmymous referee has pointed out to me
that a potential problem with this claim is posed by ergative languages in
which ergative case is identical to the genitive. It may be, therefore, that
this claim has to be weakened so as to apply only to non-ergative languages
such as English.
5. Vainikka (1994) suggests that many examples
of child genitive subjects are mistranscribed as nominative+copula structures:
in other words, she claims that what is transcribed as you're/
they're/it's/he's
may be a mistranscription of genitive your/their/its/his
subjects (though I am sceptical about whether all three independent
transcribers who transcribed the Brown corpus would have confused he's with his, given the clear differences in vowel quantity and quality
between them). If this were so, children would be using a wider range of
genitive subjects than is claimed here. However, the fact that genitive your/their/his/its subjects don't occur
in contexts like (17) where such confusion is unlikely in principle casts doubt
on this claim.
6. The form transcribed as my here may represent a contracted form of (a)m I?, so that What my
doing? could be a mistranscription of What
(a)m I doing? For this reason, sentences like (24a) should not be taken as
clearcut examples of (potential) genitive subjects.
7. Note that the suggestion that children have
two first person nominative pronoun forms (strong my and weak I) does not
entail that they will conversely use I
as a weak counterpart of possessive my.
The assumption made here is that children posit that weak pronouns with a null
stem have strong counterparts (not that strong pronouns with an overt stem have
weak counterparts with a
null stem). Since adult overt-stem forms like me/my/we/you/your/she have no null-stem
counterparts, there is no reason for the child to expect genitive my to have the null-stem counterpart I.
8. The only example of my used as the subject of a contracted auxiliary which I am aware
of is the following:
(40)
My'm gonna play cowboy (Child 9, 2;10, from Rispoli 1995)
However, what is not clear from the
transcription in (40) is whether 'm
represents an unstressed nonclitic form of am
with a schwa nucleus, or whether it represents a true nonvocalic clitic form
/m/.
An interesting question raised by (8d) My would be lonely, won't I? is why the
subject in the tag should be I rather than my. It may be that tags typically
involve cliticisation of a subject pronoun to an auxiliary, and that this is
why the weak (clitic) form I is used
here. The assumption that tags
involve cliticisation of a subject to an
auxiliary would account for the fact that tags do not allow (non-clitic)
nominal subjects – hence the ungrammaticality of *Harry is lying, isn't Harry?
9. An interesting question posed by the
assumption that I is a weak (and
potentially clitic) nominative pronoun form for children who use my subjects is what I cliticises to in a sentence such as I got to be in bed. The
answer may be that I attaches to a
clitic variant of the auxiliary have
in INFL which ultimately surfaces as a null form (perhaps because the cluster
/vg/ in `I've
got' is reduced to /gg/ by assimilation and /g/
by degemination). If so, this would suggest that I subjects are in INFL, whereas my
subjects are in spec-IP. For arguments that clitic subjects in adult English
are in INFL, see Radford 1997b.
10. A fact which the analysis offered here has
to account for is that the use of my
as a subject pronoun is relatively rare. Of 12,780 first person singular
subjects produced by the children studied in Rispoli (1995), 92% (11,791) were
nominative, 6% (798) were objective, and only 1.5% (191) were genitive. In
terms of the analysis offered here, what might be claimed is that most children
correctly identify the properties encoded by specific lexical items from the
outset (in keeping with the lexical continuity assumption made by Schütze
1997), so that they know that I has a
dual status as a strong/weak nominative form in English and hence don't make
the error of thinking that my is a
strong nominative pronoun. An alternative account of the rarity of my
subjects is offered by Rispoli (1994, 1995,
1997), who claims that children's my
subjects are the result of a sporadic retrieval error: more specifically, he
claims that my subjects are retrieved
when nominative I cannot be accessed
in the child's lexicon. Rispoli's analysis amounts to the claim that my subjects are the result of a
performance error: hence, his analysis is consistent with the more general
claim made here that my subjects do
not indicate that child grammars systematically license genitive subjects.
11
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